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Notes From
the Editors
The
Reconstruction of Bourgeois
Order in Northern Ireland
by John Newsinger
|
John Gillot and Manjit
Kumar, Science and the Retreat from Reason
(Monthly Review Press, 1997), 288 pp., $18.
We live in a skeptical age. All of the basic concepts of the Enlightenment,
including progress, science and reason are now under attack. At the center of
this skepticism lie persistent doubts about science itself, emanating both from
within and from without the scientific community. Recent titles by scientists
give an idea of the extent of the crisis in confidence within science:
Science: The End of the Frontier? (1991) by Nobel prize winner Leon
Lederman; The End of Certainty (1996) by Nobel laureate Ilya
Prigogine; and The End of Science (1996) by Scientific American writer
John Horgan.
Attacks on science from without are legion and while emanating from
both right and left are increasingly associated with the postmodernist left,
leading to the publication of numerous conservative attacks on the academic
left for besmirching the name of science, as in the case of The Higher
Superstition: The Academic Left and its Quarrels with Science (1994) by
Paul Gross and Norman Levitt.
Science and the Retreat from Reason is undoubtedly one of the best
introductions one can find to the crisis of confidence within science itself,
and has some interesting things to say about the attacks on science from
without. Unfortunately, Gillott and Kumar frequently write as though the
attacks on science from without emanate today primarily from environmentalists,
who are blamed for questioning the goal of the complete domination of the
natural world by science and technology and for raising the issue of natural
limits to human activity, thereby "belittling humanity" (p. 31). As
Gillott and Kumar put it: "The growing consensus behind 'green' ideas,
which broadly elevate the natural world above human attempts to modify it, has
put science on the defensive" (p.4).
What these authors know best is science, and the bulk of this book, including
all of its major chapters but one, concentrate on the growing uncertainty
within science emanating from such developments as quantum mechanics, chaos
theory and complexity theory (sometimes lumped together under the rubric of
"the new sciences"). They focus in particular on the philosophical
interpretations placed on these developments, which have frequently led
scientists to reject progress and causality, and to emphasize discontinuity,
uncertainty, chaos, complexity, relativism, the limits of human knowledge and
control, purely aesthetic paths to truth, etc. Some scientists, they argue,
have simply given up on the application of reason to reality and have retreated
into pure research for its own sake; others have turned to aesthetics (the
Platonic quest for beauty) as a way of discovering truth, where reason by
itself will not do.
For Gillott and Kumar there has been, over the course of the twentieth century,
a "combined advance of science and retreat from reason" (p. 140)--a
contradiction that has deepened over the last half century. Although pointing
to the First and Second World Wars, Hiroshima and the Cold War as major factors
in the loss of confidence in science, these authors avoid the view that the
crisis of physics brought about by the rise of quantum mechanics after 1925 had
sources that were simply "external to physics" (p. 184). The crisis
within science, as represented by the three scientific theories that are
currently being "mobilized against progress" and reason (p.
29)--quantum mechanics, chaos theory, and complexity theory--has causes which
to a considerable extent are internal to science itself. How this interacts
with the wider sociology of science is therefore a very complex issue and one
that can only be discussed after the internal crisis of science has been
examined.
"Quantum mechanics," as the authors of Science and the Retreat from Reason point out,
"is one of the most successful theories that science has produced to date.
It has helped to unravel the structure of the atom, explain the nature of the
chemical bond, and predict the existence of anti-matter. At a more practical
level, quantum mechanics has been central to the development of electronics
from the transistor to the microprocessor" (pp. 33-34). But quantum
mechanics also disrupted the old Newtonian physics, creating shock waves within
science that have never entirely abated. Quantum mechanics brought
indeterminacy, probability, and statistical descriptions to the fore in
scientific analysis, disrupting the deterministic bases of the old (pre 1925)
quantum theory (and of science in general). More important, it called into
question "realism--the view that nature has an objectivity independent of
human consciousness" (p. 34).
Quantum physics has been described as a physics of "lumps and jumps"
as in the concept of "quantum leaps." More important it is
characterized by a wave/particle duality. While the old physics had seen the
world as consisting of particles and waves, quantum mechanics found the world
to be made up--as Ian Marshall and Danar Zohar explain in Who's Afraid of
Schrödinger's Cat?--"of indeterminate things with the
potentiality to behave like waves in some circumstances and particles in
others....A quantum entity is both its capacity to manifest itself as a wave,
in which case it has momentum, and its capacity to manifest itself as a
particle, which has position. We can never know the position and the momentum
of the entity simultaneously." The limits of knowledge in this respect
have been formalized within physics as "Heisenberg's uncertainty
principle."1
Obviously, the indeterminacy that arises from such a physics raises important
problems. For Gillott and Kumar the real difficulty does not lie with the
scientific breakthrough represented by quantum mechanics itself, but with the
broader interpretation within the philosophy of science (specifically
the attacks on realism and causality and the emphasis on uncertainty), to which
it gave rise. The weird results of quantum mechanics baffled physicists. As a
means of dealing with this, a scientific consensus was developed around what
has been called the Copenhagen interpretation--so named because of its origin
in the ideas of two of the founders of quantum physics, Niels Bohr and Werner
Heisenberg, both of whom were associated with the Institute of Theoretical
Physics in Copenhagen. Bohr and Heisenberg took the position that quantum
mechanics reduced classical notions of causality to shambles. As Bohr himself
put it, quantum mechanics points to a "final renunciation of the classical
ideal of causality and a radical revision of our attitude toward the problem of
physical reality" (p. 36).
The Copenhagen interpretation, out of which the contemporary scientific
consensus with respect to the philosophical implications of quantum mechanics
arose, sought to deal with these problems by abandoning realism. In essence,
the Copenhagen interpretation, as Gillott and Kumar explain, argued that
"observation constructs reality. Bohr wrote of 'fundamental
limitations' within atomic physics, in the 'objective existence of phenomena
independent of their means of observation'" (p. 68). No elementary
phenomenon, it was argued, exists independent of observation. Indeed Bohr
lapsed into a kind of solipsism arguing that "It is wrong to think that
the task of physics is to find out how nature is. Physics concerns what we say
about nature" (p. 76).
Strong opposition to the Copenhagen interpretation was mounted by two other
founders of quantum mechanics, Albert Einstein and Erwin Schrödinger.
Schrödinger's famous, paradoxical thought-experiment known as
"Schrödinger's Cat," which has ironically become a sort of
symbol and "mascot" for quantum physics, was actually introduced to
demonstrate the weird, anti-realist philosophy that had come to dominate
quantum mechanics, by bringing what was being said about the micro world into
focus with a macro world example. "Take a cat, said Schrödinger, and
place it [shut it up] in a box together with a bottle of cyanide. Arrange
things so that a hammer placed over the bottle will smash it when a single
decay of a radioactive substance, also placed in the box, occurs" (p. 74).
According to common sense the cat would either be alive or dead. But according
to the philosophical interpretation currently attached to quantum mechanics,
both possibilities coexist. If we open the box and look we see a cat that is
either alive or dead. But our observations change things, the observer is part
of what he or she observes, while the quantum world continues to retain both
possibilities simultaneously, always remaining at one remove from the world of
observation.2
Einstein supported the physics of quantum mechanics but tried to change the
philosophy associated with it, bringing it back into conformity with realism
and the idea of an objective world, though his views did not prevail. For
Einstein, in opposition to the Copenhagen interpretation, "it is basic for
physics that one assumes a real world existing independently from any act of
perception" (p. 76). Warning of the dual dangers of "positivism"
and "solipsism," Einstein insisted that the hegemonic philosophy
associated with quantum mechanics was a partial, "tranquilizing" one,
a product of the failure to recognize that a new, more radical approach to the
entirety of physics (challenging the old Newtonian physics in a more complete
way) was needed.3 As he wrote, "The
Heisenberg-Bohr tranquilizing philosophy--or religion?--is so delicately
contrived that, for the time being, it provides a gentle pillow for the true
believer from which he cannot very easily be aroused. So let him lie
there" (pp. 76-78).
Gillott and Kumar insist that Einstein's approach was clearly the right one,
and that an approach based on realism will ultimately win out, though the
Copenhagen interpretation remains triumphant at present, and symbolizes the
"retreat from reason" within science. Similar issues, these authors
argue, have been raised by the rise to prominence more recently of chaos theory
and complexity theory.
Edward Lorenz, the founder of chaos theory, has defined chaos as
"sensitive dependence" (p. 81). Chaos theory is a mathematical
discipline that was dramatized by a talk given in 1972 by Lorenz at the
American Association for the Advancement of Science meetings, entitled
"Predictability: Does the Flap of a Butterfly's Wings in Brazil Set off a
Tornado in Texas?"--a talk that produced the term "the butterfly
effect." The butterfly effect is meant to convey nature's supersensitivity
to certain ranges of phenomena. Lorenz, a MIT meteorologist, had been concerned
with discovering equations that govern the world's weather. What he eventually
discovered, however, was that weather is so highly non-linear that even the
tiniest perturbation (the flap of a butterfly's wings) in the data, constantly
fed back and magnified, can have a cumulative effect on an entire weather
pattern. His conclusion was that global weather systems are supersensitive, so
much so that prediction and control become impossible.4
Complexity theory is associated most closely with the work of the Nobel prize
winning chemist Ilya Prigogine. Prigogine's work starts with the classical
second law of thermodynamics which says that natural systems tend over time to
generate disorder or entropy--out of which arises the concept of "the
arrow of time," or irreversibility, which applies to the whole natural
world. Prigogine, however, argued that in far from equilibrium systems, which
characterizes the phenomenon of life, order rather than disorder is created,
through a process of "self-organization" and growing complexity
(order on the edge of chaos). The new order acts as a "strange
attractor" that is able to pull energy into the complex pattern. Such
"far from equilibrium systems" do not contradict the second law of
thermodynamics which applies to nature as a whole, since such complex
structures of self-organization can be described as "dissipative
structures," in that they create order by dissipating disorder into their
environments. Hence, local regions of order are created within a world
nonetheless characterized by growing entropy.
Far from equilibrium systems, according to Prigogine, can adapt by selecting
for increasing complexity (or greater self-organization) rather than being
ruled simply by change caught on the wing, or by frozen accidents, as described
by a more Darwinian tradition. Complexity theory thus generates models that
appear to be the absolute antithesis of reductionist science, requiring
complex, nonlinear equations that have to be run through computers. Moreover,
it tends to point like chaos theory to the notion that the world is far too
complex/chaotic for predictability. The result is what Prigogine calls
"the end of certainty"5
For Gillott and Kumar the doubts regarding reason raised by chaos and
complexity theories are akin to those raised by quantum mechanics but have
"even graver" significance since the scope of the claims is wider.
"Not only all of nature but the whole of human society is said to be
governed by laws beyond our control" (p. 186). Indeed, a kind of
"empire-building" is at work where these theories are now seen as
keys to the workings of human society as well as nature (Ibid.).
Complexity theory is seen by many of its proponents as equally applicable to
the weather, the stock market and the human mind. Yet, all of this, Gillott and
Kumar argue, leads inexorably to the "belittling" of humanity. Since
chaos theory suggests that there is no way of controlling or even fully
understanding natural processes the scope for human self-determination is
thereby much lessened.
Complexity theory, for its part, these authors contend, conveys a kind of
"teleological" view on the one hand, and on the other suggests (as in
chaos theory) that nature is too complex for rational intervention. This attack
on the scope of human reason, these authors argue, can be traced ultimately to
"The Green desire to take humanity down a peg or two from 'the pinnacle of
some self-defined evolutionary hierarchy,'" which "is one of the
driving forces of excess in complexity theory" (p. 187).
John Horgan, in his controversial book The End of Science, has
usefully described chaos and complexity theories as "ironic science"
in the sense that they tend to point to results that are interesting, even
paradoxical, and that highlight the limitations to human knowledge, but which
are questionable in terms of their usefulness.6 In that respect these theories seem to reflect
the skeptical and ironic climate of "postmodern culture" in which
doubts about the possibilities of human knowledge and rational control of both
the social and natural environments are rampant.
Gillott and Kumar are therefore right to warn us of the dangers of the
uncritical application of this kind of ironic science to all of reality. With
respect to chaos theory the threat is perhaps less since the range of such
theories are clearly limited even in their application to nature. The
mathematical result of chaos--even with respect to nature--arises in part,
Gillott and Kumar argue, because of the very simple set of variables taken into
account. Chaos theories are therefore open to the criticism, especially with
respect to ecology, that they often ignore key aspects of the reality they set
out to describe, and that once these other aspects are added chaos disappears.
According to Gillott and Kumar some systems are chaotic but the application is
clearly limited. "Linear models plus `noise,'" it is suggested, might
work better (p. 87).
The imperialistic tendencies of complexity theory are harder to argue against,
and indeed social scientists have jumped onto complexity theory to bolster
their own perspectives, often in widely contradictory ways. For example, Bruce
Rich, a director of the conservative environmental organization The
Environmental Defense Fund, has turned to complexity theory in his widely
influential book, Mortgaging the Earth, in order to argue that we
cannot "predict, plan, and manage 'global environmental crises'" (p.
30). This may seem to exhibit a degree of rationality from an environmental
perspective; but it also suggests that we cannot plan sustainable development,
and thus has an eerie connection (made more credible because of the
Environmental Defense Fund's close connection to business) to the proposition
of another strong proponent of complexity theory, Friedrich Hayek. In his final
book, The Fatal Conceit Hayek launched an attack on the whole Enlightenment
notion of rationalism as exemplified by "socialistically-inclined"
thinkers like Einstein and Bertrand Russell, on the grounds that society was
too complex for rational planning and that the market system was in effect an
institutional recognition of that fact. The moral: nothing should be done to
interfere with the self-organization of the market, which was, Hayek suggested,
akin to the self-organization of nature as envisioned by complexity theory (p.
115).7
Postmodern leftists (and indeed left thinkers of all kinds) of course have also
borrowed heavily from chaos and complexity theories and have been widely
criticized by the right for their "higher superstition" in doing
so.8 Indeed, Gillott and Kumar argue that the
right may reject reason more fully but they never truly reject science as power
(in contrast to leftists who are willing to extend their rejection to the
latter). As a result the retreat from science as well as reason, they argue, is
a malady that is particularly characteristic of the left.
For Gillott and Kumar it wasn't the first New Left, represented by figures like
E.P. Thompson and C. Wright Mills, who were responsible for the retreat from
reason, but "a quite different movement, which has also come to be known
as the `New Left,'" that "emerged later on" (p. 154). Here they
point to the influence of the Frankfurt School, and in particular Max
Horkheimer, Theodore Adorno, and Herbert Marcuse who brought a kind of Weberian
critique of the Enlightenment to the left, and who rejected technology and the
idea of "the human domination over nature" (p., 155).
One would naturally expect this observation to be followed by a critique of the
postmodernist left, which developed to a considerable extent out of the ideas
of the "second new left," and of the uncritical way in which these
postmodern thinkers grabbed on to the "new sciences" in order to
bolster their attacks on Enlightenment values.9We live in a skeptical age. All of the basic
concepts of the Enlightenment, including progress, science and reason are now
under attack. At the center of this skepticism lie persistent doubts about
science itself, emanating both from within and from without the scientific
community. Recent titles by scientists give an idea of the extent of the crisis
in confidence within science: Science: The End of the
Frontier? (1991) by Nobel prize winner Leon Lederman; The End of
Certainty (1996) by Nobel laureate Ilya Prigogine; and The End of
Science (1996) by Scientific American writer John Horgan.
Attacks on science from without are legion and while emanating from
both right and left are increasingly associated with the postmodernist left,
leading to the publication of numerous conservative attacks on the academic
left for besmirching the name of science, as in the case of The Higher
Superstition: The Academic Left and its Quarrels with Science (1994) by
Paul Gross and Norman Levitt.
Science and the Retreat from Reason is undoubtedly one of the best
introductions one can find to the crisis of confidence within science itself,
and has some interesting things to say about the attacks on science from
without. Unfortunately, Gillott and Kumar frequently write as though the
attacks on science from without emanate today primarily from environmentalists,
who are blamed for questioning the goal of the complete domination of the
natural world by science and technology and for raising the issue of natural
limits to human activity, thereby "belittling humanity" (p. 31). As
Gillott and Kumar put it: "The growing consensus behind 'green' ideas,
which broadly elevate the natural world above human attempts to modify it, has
put science on the defensive" (p.4).
What these authors know best is science, and the bulk of this book, including
all of its major chapters but one, concentrate on the growing uncertainty
within science emanating from such developments as quantum mechanics, chaos
theory and complexity theory (sometimes lumped together under the rubric of
"the new sciences"). They focus in particular on the philosophical
interpretations placed on these developments, which have frequently led
scientists to reject progress and causality, and to emphasize discontinuity,
uncertainty, chaos, complexity, relativism, the limits of human knowledge and
control, purely aesthetic paths to truth, etc. Some scientists, they argue,
have simply given up on the application of reason to reality and have retreated
into pure research for its own sake; others have turned to aesthetics (the
Platonic quest for beauty) as a way of discovering truth, where reason by
itself will not do.
For Gillott and Kumar there has been, over the course of the twentieth century,
a "combined advance of science and retreat from reason" (p. 140)--a
contradiction that has deepened over the last half century. Although pointing
to the First and Second World Wars, Hiroshima and the Cold War as major factors
in the loss of confidence in science, these authors avoid the view that the
crisis of physics brought about by the rise of quantum mechanics after 1925 had
sources that were simply "external to physics" (p. 184). The crisis
within science, as represented by the three scientific theories that are
currently being "mobilized against progress" and reason (p.
29)--quantum mechanics, chaos theory, and complexity theory--has causes which
to a considerable extent are internal to science itself. How this interacts
with the wider sociology of science is therefore a very complex issue and one
that can only be discussed after the internal crisis of science has been
examined.
"Quantum mechanics," as the authors of Science and the Retreat
from Reason point out, "is one of the most successful theories that
science has produced to date. It has helped to unravel the structure of the
atom, explain the nature of the chemical bond, and predict the existence of
anti-matter. At a more practical level, quantum mechanics has been central to
the development of electronics from the transistor to the microprocessor"
(pp. 33-34). But quantum mechanics also disrupted the old Newtonian physics,
creating shock waves within science that have never entirely abated. Quantum
mechanics brought indeterminacy, probability, and statistical descriptions to
the fore in scientific analysis, disrupting the deterministic bases of the old
(pre 1925) quantum theory (and of science in general). More important, it
called into question "realism--the view that nature has an objectivity
independent of human consciousness" (p. 34).
Quantum physics has been described as a physics of "lumps and jumps"
as in the concept of "quantum leaps." More important it is
characterized by a wave/particle duality. While the old physics had seen the
world as consisting of particles and waves, quantum mechanics found the world
to be made up--as Ian Marshall and Danar Zohar explain in Who's Afraid of
Schrödinger's Cat?--"of indeterminate things with the
potentiality to behave like waves in some circumstances and particles in
others....A quantum entity is both its capacity to manifest itself as a wave,
in which case it has momentum, and its capacity to manifest itself as a
particle, which has position. We can never know the position and the momentum
of the entity simultaneously." The limits of knowledge in this respect
have been formalized within physics as "Heisenberg's uncertainty
principle."1
Obviously, the indeterminacy that arises from such a physics raises important
problems. For Gillott and Kumar the real difficulty does not lie with the
scientific breakthrough represented by quantum mechanics itself, but with the
broader interpretation within the philosophy of science (specifically
the attacks on realism and causality and the emphasis on uncertainty), to which
it gave rise. The weird results of quantum mechanics baffled physicists. As a
means of dealing with this, a scientific consensus was developed around what
has been called the Copenhagen interpretation--so named because of its origin
in the ideas of two of the founders of quantum physics, Niels Bohr and Werner
Heisenberg, both of whom were associated with the Institute of Theoretical
Physics in Copenhagen. Bohr and Heisenberg took the position that quantum
mechanics reduced classical notions of causality to shambles. As Bohr himself
put it, quantum mechanics points to a "final renunciation of the classical
ideal of causality and a radical revision of our attitude toward the problem of
physical reality" (p. 36).
The Copenhagen interpretation, out of which the contemporary scientific
consensus with respect to the philosophical implications of quantum mechanics
arose, sought to deal with these problems by abandoning realism. In essence,
the Copenhagen interpretation, as Gillott and Kumar explain, argued that
"observation constructs reality. Bohr wrote of 'fundamental
limitations' within atomic physics, in the 'objective existence of phenomena
independent of their means of observation'" (p. 68). No elementary
phenomenon, it was argued, exists independent of observation. Indeed Bohr
lapsed into a kind of solipsism arguing that "It is wrong to think that
the task of physics is to find out how nature is. Physics concerns what we say
about nature" (p. 76).
Strong opposition to the Copenhagen interpretation was mounted by two other
founders of quantum mechanics, Albert Einstein and Erwin Schrödinger.
Schrödinger's famous, paradoxical thought-experiment known as
"Schrödinger's Cat," which has ironically become a sort of
symbol and "mascot" for quantum physics, was actually introduced to
demonstrate the weird, anti-realist philosophy that had come to dominate
quantum mechanics, by bringing what was being said about the micro world into
focus with a macro world example. "Take a cat, said Schrödinger, and
place it [shut it up] in a box together with a bottle of cyanide. Arrange
things so that a hammer placed over the bottle will smash it when a single
decay of a radioactive substance, also placed in the box, occurs" (p. 74).
According to common sense the cat would either be alive or dead. But according
to the philosophical interpretation currently attached to quantum mechanics,
both possibilities coexist. If we open the box and look we see a cat that is
either alive or dead. But our observations change things, the observer is part
of what he or she observes, while the quantum world continues to retain both
possibilities simultaneously, always remaining at one remove from the world of
observation.2
Einstein supported the physics of quantum mechanics but tried to change the
philosophy associated with it, bringing it back into conformity with realism
and the idea of an objective world, though his views did not prevail. For
Einstein, in opposition to the Copenhagen interpretation, "it is basic for
physics that one assumes a real world existing independently from any act of
perception" (p. 76). Warning of the dual dangers of "positivism"
and "solipsism," Einstein insisted that the hegemonic philosophy
associated with quantum mechanics was a partial, "tranquilizing" one,
a product of the failure to recognize that a new, more radical approach to the
entirety of physics (challenging the old Newtonian physics in a more complete
way) was needed.3 As he wrote, "The
Heisenberg-Bohr tranquilizing philosophy--or religion?--is so delicately
contrived that, for the time being, it provides a gentle pillow for the true
believer from which he cannot very easily be aroused. So let him lie
there" (pp. 76-78).
Gillott and Kumar insist that Einstein's approach was clearly the right one,
and that an approach based on realism will ultimately win out, though the
Copenhagen interpretation remains triumphant at present, and symbolizes the
"retreat from reason" within science. Similar issues, these authors
argue, have been raised by the rise to prominence more recently of chaos theory
and complexity theory.
Edward Lorenz, the founder of chaos theory, has defined chaos as
"sensitive dependence" (p. 81). Chaos theory is a mathematical
discipline that was dramatized by a talk given in 1972 by Lorenz at the
American Association for the Advancement of Science meetings, entitled
"Predictability: Does the Flap of a Butterfly's Wings in Brazil Set off a
Tornado in Texas?"--a talk that produced the term "the butterfly
effect." The butterfly effect is meant to convey nature's supersensitivity
to certain ranges of phenomena. Lorenz, a MIT meteorologist, had been concerned
with discovering equations that govern the world's weather. What he eventually
discovered, however, was that weather is so highly non-linear that even the
tiniest perturbation (the flap of a butterfly's wings) in the data, constantly
fed back and magnified, can have a cumulative effect on an entire weather
pattern. His conclusion was that global weather systems are supersensitive, so
much so that prediction and control become impossible.4
Complexity theory is associated most closely with the work of the Nobel prize
winning chemist Ilya Prigogine. Prigogine's work starts with the classical
second law of thermodynamics which says that natural systems tend over time to
generate disorder or entropy--out of which arises the concept of "the
arrow of time," or irreversibility, which applies to the whole natural
world. Prigogine, however, argued that in far from equilibrium systems, which
characterizes the phenomenon of life, order rather than disorder is created,
through a process of "self-organization" and growing complexity
(order on the edge of chaos). The new order acts as a "strange
attractor" that is able to pull energy into the complex pattern. Such
"far from equilibrium systems" do not contradict the second law of
thermodynamics which applies to nature as a whole, since such complex
structures of self-organization can be described as "dissipative
structures," in that they create order by dissipating disorder into their
environments. Hence, local regions of order are created within a world
nonetheless characterized by growing entropy.
Far from equilibrium systems, according to Prigogine, can adapt by selecting
for increasing complexity (or greater self-organization) rather than being
ruled simply by change caught on the wing, or by frozen accidents, as described
by a more Darwinian tradition. Complexity theory thus generates models that
appear to be the absolute antithesis of reductionist science, requiring
complex, nonlinear equations that have to be run through computers. Moreover,
it tends to point like chaos theory to the notion that the world is far too
complex/chaotic for predictability. The result is what Prigogine calls
"the end of certainty"5
For Gillott and Kumar the doubts regarding reason raised by chaos and
complexity theories are akin to those raised by quantum mechanics but have
"even graver" significance since the scope of the claims is wider.
"Not only all of nature but the whole of human society is said to be
governed by laws beyond our control" (p. 186). Indeed, a kind of
"empire-building" is at work where these theories are now seen as
keys to the workings of human society as well as nature (Ibid.).
Complexity theory is seen by many of its proponents as equally applicable to
the weather, the stock market and the human mind. Yet, all of this, Gillott and
Kumar argue, leads inexorably to the "belittling" of humanity. Since
chaos theory suggests that there is no way of controlling or even fully
understanding natural processes the scope for human self-determination is
thereby much lessened.
Complexity theory, for its part, these authors contend, conveys a kind of
"teleological" view on the one hand, and on the other suggests (as in
chaos theory) that nature is too complex for rational intervention. This attack
on the scope of human reason, these authors argue, can be traced ultimately to
"The Green desire to take humanity down a peg or two from 'the pinnacle of
some self-defined evolutionary hierarchy,'" which "is one of the
driving forces of excess in complexity theory" (p. 187).
John Horgan, in his controversial book The End of Science, has
usefully described chaos and complexity theories as "ironic science"
in the sense that they tend to point to results that are interesting, even
paradoxical, and that highlight the limitations to human knowledge, but which
are questionable in terms of their usefulness.6 In that respect these theories seem to reflect
the skeptical and ironic climate of "postmodern culture" in which
doubts about the possibilities of human knowledge and rational control of both
the social and natural environments are rampant.
Gillott and Kumar are therefore right to warn us of the dangers of the
uncritical application of this kind of ironic science to all of reality. With
respect to chaos theory the threat is perhaps less since the range of such
theories are clearly limited even in their application to nature. The
mathematical result of chaos--even with respect to nature--arises in part,
Gillott and Kumar argue, because of the very simple set of variables taken into
account. Chaos theories are therefore open to the criticism, especially with
respect to ecology, that they often ignore key aspects of the reality they set
out to describe, and that once these other aspects are added chaos disappears.
According to Gillott and Kumar some systems are chaotic but the application is
clearly limited. "Linear models plus `noise,'" it is suggested, might
work better (p. 87).
The imperialistic tendencies of complexity theory are harder to argue against,
and indeed social scientists have jumped onto complexity theory to bolster
their own perspectives, often in widely contradictory ways. For example, Bruce
Rich, a director of the conservative environmental organization The
Environmental Defense Fund, has turned to complexity theory in his widely
influential book, Mortgaging the Earth, in order to argue that we
cannot "predict, plan, and manage 'global environmental crises'" (p.
30). This may seem to exhibit a degree of rationality from an environmental
perspective; but it also suggests that we cannot plan sustainable development,
and thus has an eerie connection (made more credible because of the
Environmental Defense Fund's close connection to business) to the proposition
of another strong proponent of complexity theory, Friedrich Hayek. In his final
book, The Fatal Conceit Hayek launched an attack on the whole Enlightenment
notion of rationalism as exemplified by "socialistically-inclined"
thinkers like Einstein and Bertrand Russell, on the grounds that society was
too complex for rational planning and that the market system was in effect an
institutional recognition of that fact. The moral: nothing should be done to
interfere with the self-organization of the market, which was, Hayek suggested,
akin to the self-organization of nature as envisioned by complexity theory (p.
115).7
Postmodern leftists (and indeed left thinkers of all kinds) of course have also
borrowed heavily from chaos and complexity theories and have been widely
criticized by the right for their "higher superstition" in doing
so.8 Indeed, Gillott and Kumar argue that the
right may reject reason more fully but they never truly reject science as power
(in contrast to leftists who are willing to extend their rejection to the
latter). As a result the retreat from science as well as reason, they argue, is
a malady that is particularly characteristic of the left.
For Gillott and Kumar it wasn't the first New Left, represented by figures like
E.P. Thompson and C. Wright Mills, who were responsible for the retreat from
reason, but "a quite different movement, which has also come to be known
as the `New Left,'" that "emerged later on" (p. 154). Here they
point to the influence of the Frankfurt School, and in particular Max
Horkheimer, Theodore Adorno, and Herbert Marcuse who brought a kind of Weberian
critique of the Enlightenment to the left, and who rejected technology and the
idea of "the human domination over nature" (p., 155).
One would naturally expect this observation to be followed by a critique of the
postmodernist left, which developed to a considerable extent out of the ideas
of the "second new left," and of the uncritical way in which these
postmodern thinkers grabbed on to the "new sciences" in order to
bolster their attacks on Enlightenment values.9 There is however little to be found in the way of
a critique of postmodernism in Gillott and Kumar's book (despite the occasional
references to Paul Feyerabend and Andrew Ross). Rather Science and the Retreat from Reason clearly
focuses, in what is its penultimate chapter--also entitled "Science and
the Retreat from Reason"--on environmentalists as the main contemporary
enemies of science and reason, and the most potent force in the attack on
science from without. For Gillott and Kumar science and reason are essentially
Baconian, i.e. aimed at "the enlarging of the bounds of human empire"
to the control of all of nature, or they are not, properly speaking, science
and reason at all.10
Here their book goes through a strange metamorphosis, and from a strong and in
many ways brilliant defense of science and reason it turns, in my view, into
the opposite, by taking on all of the assumptions of what Paul and Anne
Ehrlich, in their book The Betrayal of Science and Reason, have
described as the current "brownlash" against environmentalism.11 For Gillott and Kumar the retreat from science
and reason associated with environmentalism can be traced to Rachel Carson who
"in her polemic against the use of insecticides, Silent
Spring" argued "that life, including insect life was a miracle
`beyond our comprehension,'" and that it "'deserved reverence and
humility from human beings.'" Placing her in the same camp as Horkheimer,
Adorno, and Marcuse (in terms of her critique of technology and the
Enlightenment), Gillott and Kumar criticize her for "her attack on science
as conceited and arrogant" (p. 156). The "nightmares of Carson and
Marcuse" and the "fear of the Revenge of Nature" that they
spawned have become, we are told, part of "mainstream culture" and a
source of growing irrationalism (p. 159).
At another point in their argument Rachel Carson and Vance Packard are
presented as examples of those who attack science not for its "unfulfilled
potential" but for the reckless and heedless imposition of science and
technology within a vulnerable world. "From Vance Packard's The Waste
Makers through to today, the radical critique of capitalism was and
remains that it was producing and consuming too much not too little. The
problem was seen and remains seen as one of waste, and in particular
humanity's seemingly deep-seated tendency to go about laying waste to the
natural environment" (p. 142). No doubt for Gillott and Kumar, works
like Monopoly Capital by Baran and Sweezy, which more than any other
political economic critique of contemporary capitalism related issues of
surplus production and absorption to problems of economic waste, fall in the
same category.
Certainly their attack on environmentalism doesn't stop short of criticism of
contemporary Marxian political economy. Indeed, one thinker who is singled out
for special condemnation in their argument is the Marxist economist Elmar
Altvater, who Gillott and Kumar pair with the right-wing eugenicist and
Malthusian Garrett Hardin--as if there really weren't any difference between
the two! Altvater is roundly condemned for his application of the second law of
thermodynamics (or the concept of entropy) to the realm of economics in his
important work The Future of the Market, and for his attempts to
connect this to Marx's political economy.
In Gillott and Kumar's view, Altvater has simply done a "volte
face" by turning from the crisis of slow capitalist growth (in his
earlier work, focusing simply on the economy) to the problem of too much
capitalist growth (in his more recent ecologically-informed analysis). Failing
to understand the nature of Altvater's analysis--its theoretical roots in the
work of Nicholas Georgescu-Roegen, its connection to the whole tradition of
ecological economics, and its relation to Prigogine's work on dissipative
structures--Gillott and Kumar are simply content to say that the earth is not a
closed system since it gets energy from the sun, and that there "are no
absolute limits to the energy at mankind's disposal, nor will there be for
millennia" (p. 163). The fact that the world capitalist economy is a
massive, ever increasing, and highly intensive "dissipative
structure" (to borrow Prigogine's term) that creates its only kind of
competitive order by drawing on low entropy energy and resources and
dissipating disorder (high entropy) into its environment seems to have passed
Gillott and Kumar by. But it is a vital element in explaining the growing scale
of the contemporary ecological crisis and in the critique of capital
accumulation for its role in engendering this crisis. In Altvater's words,
"As a rule ... high rates of accumulation are bound up with high use of
energy and materials and may thus accelerate the entropy increase of the
natural system.12
Science and the Retreat from Reason goes on to attack Malthusian fears
of overpopulation, as exemplified in the work of mainstream liberal Paul
Kennedy. Some of the points that they make are good ones. Nevertheless, they
attack Kennedy for treating the population of 10 or 11 billion projected for
the end of the twenty-first century as a disaster. They counter by claiming
that "It has been estimated that, using agricultural techniques
already in existence, the Third World alone could feed 32 billion people,
without the help of the vast fertile areas of Russia and the Ukraine" (pp.
165-66).
Here I rubbed my eyes in disbelief. What kind of agricultural techniques are
being referred to--those of U.S. agribusiness? Even granting their initial
premise which focuses on food supply, what would be the wider ecological impact
on the earth's carrying capacity of the implementation of these current
agribusiness techniques (requiring intensive utilization of fertilizers,
pesticides, machinery, etc.) on such a planetary scale?
A naïve willingness to accept all technology without question is evident
throughout Science and the Retreat from Reason. Thus Gillott and Kumar
write as if the left is simply being irrational in being skeptical about the
wisdom of obtaining "cheap electricity from atomic power" or the
application of "genetic engineering" (p. 173)--as if these
technologies did not raise quite horrific possibilities. Even the Bulletin
of Atomic Scientists is attacked, by Gillott and Kumar, for its
unwillingness in 1992 to celebrate the 50th anniversary of Enrico Fermi's
success at producing the first controlled, self-sustaining, nuclear chain
reaction--because of the subsequent history of how this scientific discovery
was applied (p. 170).
Not ones to stop half-way in their criticisms, Gillott and Kumar go on to
contend that all of those who believe that there are ecological limits to
economic growth (even ecological limits to capital accumulation) have succumbed
to "a mass psychosis about limits in nature" (p. 166). Such views, we
are told, are anti-science and anti-reason. Yet the fact remains that they are
held by many, probably most, scientists, and hence cannot simply be
presented--as Gillott and Kumar are wont to do--as attacks on science from
without. Moreover, the arguments offered in support of the view that human
society is more and more in conflict with its own ecological life support
systems are often models of the application of human reason--in the simplicity
and incontrovertibility of their arguments. Thus, in his last book,
Billions and Billions, Carl Sagan observed that,
... today we face an absolutely new
circumstance, unprecedented in all of human history. When we started out,
hundreds of thousands of years ago, say, with an average population of a
hundredth of a person per square kilometer or less, the triumphs of our
technology were hand axes and fire; we were unable to make major changes in the
global environment. The idea would never have occurred to us. We were too few
and our powers too feeble. But as time went on, as technology improved, our
numbers increased exponentially, and now here we are with an average of some
ten people per square kilometer, our numbers concentrated in cities, and an
awesome technological armory at hand--the powers of which we understand and
control only incompletely....We are now able, intentionally or inadvertently,
to alter the global environment. Just how far along we are in working the
various prophesied planetary catastrophes is still a matter of scholarly
debate. But that we are able to do so is now beyond question.13
For Sagan it is scientists who have been most consistently and rationally
concerned about environmental issues: "Except for millenarians of the
various denominational persuasions and the tabloid press, the only group of
people that seems routinely to worry about the new claims of
disasters--catastrophes unglimpsed in the entire written history of our
species--are the scientists."14
Ultimately, it is not just environmentalists who come under attack in Gillott
and Kumar's book but all of those, among scientists and philosophers, who have
raised questions about the role of science in contemporary society. Thus among
those who are supposed to have retreated from science and reason we find,
astonishingly, such names as Robert Oppenheimer (because of his quote from the
Bhagavad Gita--"I am become death, the destroyer of
worlds"--when viewing the first atomic blast), Bertrand Russell and Alfred
North Whitehead (pp. 22, 113, 197).
It is difficult to understand, in fact, how a book that began with such a
brilliant defense of science and reason, and indeed of realism, could lead in
the end to such a state of unreason. The importance of Gillott and Kumar's book
is that they provide a critical, to some extent socially informed, view of
twentieth century revolutions in science, and of the crisis of confidence that
has resulted. Their discussion of the conflicts within science over quantum
mechanics, chaos theory and complexity theory stand as an important warning for
those who wish to adopt hasty conclusions and to carry them over into the
philosophy of science, and indeed into the social science and humanities. It
helps us to understand more fully the faulty origins of some contemporary
postmodern nonsense. Yet, the view that they present is insufficiently critical
of capitalism, and its shaping of science and technology--to the point of
denying fundamental social and ecological problems, and presenting a
simple-minded (and in some ways quite reactionary) glorification of the human
domination of nature. Thus with their book we get the bad with the good.
It is crucial to remember that quantum mechanics, chaos theory, and
complexity theory are complex theories, open to different interpretations--some
more in line with reason, some less so. It is important to be cautioned against
some of the dangerous (and unreasoning) ways that these theories can be
applied--a problem that in some ways parallels the Darwinian revolution of the
nineteenth century (when the most common application within the social world
was social Darwinism with its notion of "the survival of the
fittest"). It is certain that chaos and complexity theory can be misused.
But they also provide us with new ecological insights--and hence (like all
important scientific achievements) cannot be simply rejected outright. As
Whitehead once wrote, "A civilisation that cannot burst through its
current abstractions is doomed to sterility after a very limited period of
progress."15
Environmentalists, Gillott and Kumar's complaints notwithstanding, are not
simply uncritical promoters of chaos and complexity theory. Indeed, chaos
theory has been used by some (in post-Odum ecology) to derail notions of
ecological planning and even the concept of ecosystems, resulting in a crushing
critique by environmental historian Donald Worster of the roles that chaos and
to a lesser extent complexity theory are playing in some contemporary
environmental thought.16 Environmentalists
are therefore on both sides of this controversy. Others see the "new
sciences" as leading to a new holism--a shift toward Whitehead's
dialectical process philosophy--that will eventually unite the natural and
human sciences.
In the end there is no way of addressing the issue of the status of science
and reason in our age except by recognizing both the wealth and the poverty of
science. Our capacity to judge the extent of both the former and the latter is
affected by the extent to which we take seriously the critique of capitalist
society and capitalist ideology. One thing we do know, and that Marx insisted
on, is that in the alienated present the "pure light of science seems
unable to shine but on the dark background of ignorance."17
This is a problem that many natural and physical scientists themselves have
struggled with, recognizing that the poverty of science lies in its
reductionist, instrumentalist use--ultimately traceable to the estranged nature
of contemporary society.
In defending the wealth of science in the face of those postmodernists who
would abandon it completely, we need not blind ourselves to the fact that this
same wealth of science (much of which is merely potential) is accompanied by
its impoverishment in practice. Nor should we ignore the fact that the
harnessing of science to the narrow, mindless goal of profit maximization has
brought humanity to such an end that an ecological crisis of truly planetary
proportions now threatens. Under these circumstances, those who do not
ruthlessly critique contemporary science and technology and the uses to which
they have been put, as Carl Sagan warns (quoting the biblical Proverbs), are
setting "an ambush for their own lives"--and those of all of
humanity.18 At one point Gillott and Kumar
lead us out of this ambush only to lead us back again in the end. Readers of
this interesting and provocative book--and I hope there are many--should
therefore be on their guard.
NOTES
- Ian Marshall and Danah Zohar, Who's Afraid of Schrödinger's
Cat? (New York: William Morrow, 1997), pp. 181-84, 295-99.
- Ibid., pp. xiii-xv; Walter Moore, Shrödinger: Life and
Thought (New York: Cambridge University Press, 1989), pp. 306-09.
- Albert Einstein, "Remarks Concerning the Essays Appearing in this
Co-Operative Volume," in Paul Arthur Schilpp, ed., Albert Einstein
Philosopher-Scientist Vol. II (New York: Harper and Brothers, 1951),
pp. 667-73.
- Marshal and Zohar, Who's Afraid, pp. 77-78.
- See Ilya Prigogine, The End of Certainty (New York: The Free
Press, 1996).
- John Horgan, The End of Science (New York: Bantam, 1996), pp. 6-8.
- For a critique of Hayek's Fatal Conceit see John Bellamy Foster,
"Market Fetishism and the Attack on Social Reason: A comment on Hayek,
Polanyi and Wainwrite," Captialism, Nature, Socialism, vol. 6,
no. 4 (December, 1995), pp. 101-07.
- In an extremely biased, hypocritical, and distorted right-wing
"critique," two science writers, Paul Gross and Norman Levitt, make
much of the scientific lacunae (with respect to knowledge of the new sciences)
in the work of such thinkers as Stanley Aronowitz, Steven Best, Sandra Harding,
Carolyn Merchant, and Andrew Ross, also taking time out to deride Immanuel
Wallerstein. One of the things that makes Gross and Levitt's account so
biased--despite the inanities of postmodern theory that they are able to point
to--is that these authors try to conceal the wide range of disagrement among
leading scientists themselves about the implications of these ideas, pretending
that the whole controversy was simply invented by academic leftists in the
social sciences, particularly feminist and environmentalists. There is of
course no suggestion that right-wing icons within social science, like
Friedrich Hayek, might also be worth scrutiny in this respect. See Paul R.
Gross and Norman Levitt, The Higher Superstition: The Academic Left and Its
Quarrels with Science (Baltimore: John Hopkins, 1994).
- For a discussion of the first and second new lefts see Ellen Meiksins Wood,
"A Chronology of the New Left and its Successors," in Leo Panitch,
ed., The Socialist Register, 1995 (New York: Monthly Review Press,
1995), pp. 22-49.
- Baconianism, it should be remarked, is a complex philosophy, the most
influential statement of the entire scientific project that emerged in the
sixteenth and seventeenth centuries. Arising from a revolutionary bourgeoisie,
the breakthroughs in science (and even more in the philosophy of science) at
the time, have inspired widely diverging traditions. Much of contemporary
anti-ecological thought can be traced to ideas generated by Bacon. But Bacon's
ideas also generated critical ecological insights. While it would be too much
perhaps to claim that there has been a green (ecological) Baconianism, as well
as a brown (anti-ecological) Baconianism, Bacon's influence can clearly be seen
on both sides of this debate. For example, Marx and Engels ecological views
often reflected a critical appropriation of key Baconian ideas, such as his
famous maxim that nature can only be commanded by being obeyed. I owe much of
my own understanding of this, I should acknowledge, to conversations that I
have had with my colleague John Mage, a member of the Monthly Review Foundation
Board.
- Paul and Anne Ehrlich, The Betrayal of Science and Reason
(Washington, D.C.: Island Press, 1996). Unfortunately, the brownlash that the
Ehrlich's describe is also occurring within Marxism, and not only in the work
of Gillott and Kumar. For example, in Rethinking Marxism Blair Sandler
criticizes Barry Commoner, James O'Connor, Victor Wallis, and myself for
arguing that there is an inherent conflict between capital accumulation and
ecological sustainablitity; and for presenting the view that capitalism has
engendered an ecological crisis which it can no longer control and that may
play a part in its undoing. For Sandler, in contrast, capitalism is already
greening itself in fundamental ways, under the leadership of multinational
corporations. See Blair Sandler, "Grow or Die: Marxist theories of
Capitalism and the Environment," Rethinking Marxism, vol. 7, no. 2
(Summer, 1994), pp. 38-57.
- Elmar Altvater, The Future of the Market (New York: Verso, 1993),
p. 203; Nicholas Georgescu-Roegen, The Entropy law and the Economic Process
(Cambridge, MA: Harvard University Press, 1971).
- Carl Sagan, Billions and Billions (New York: Random House, 1997),
pp. 72-73.
- Ibid., p. 75.
- Alfred North Whitehead, Science and the Modern World (New York:
New Amercian Library, 1925), p. 59.
- Donald Worster, "The Ecology of Order and Chaos," in Char Miller
and Hal Rotham, ed., Out of the Woods: Essays in Environmental History
(Pittsburgh: University of Pittsburgh Press, 1997), pp. 3-17.
- Karl Marx, "Speech at the Anniversary of The People's
Paper," in Marx and Engels, Collected Works, Vol. 14 (New
York: International Publishers, 1980), pp. 655-56.
- Sagan, Billions and Billions, p. 98.
JOHN
BELLAMY FOSTER is co-editor, along with Robert W. McChesney, of this issue
of Monthly Review . He is the author of Marx's
Ecology and The Vulnerable Planet,
both published by Monthly Review Press.
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